| 2/25/2009 |
App Filed |
SAMUEL ROWE, PENDING QE |
| 3/5/2009 |
Review File |
TO CPA FOR REVIEW |
| 3/5/2009 |
Submitted for Background Check |
PLEASE ALLOW 8-10 WEEKS FOR BACKGROUND RESULTS |
| 3/6/2009 |
Review File |
Called the licensee and requested more detailed financial information. |
| 3/12/2009 |
Review File |
Received requested financial information. File to Grace for follow-up. |
| 5/5/2009 |
Review File |
REQUESTED ADDITIONAL INFORMATION - SAMUEL ROWE - PENDING QE |
| 5/5/2009 |
Review File |
REQUESTED ADDITIONAL INFORMATION - RABI HASSAN AZIZ |
| 5/7/2009 |
Review File |
REQUESTED INFORMATION FOR RABI AZIZ RECEIVED |
| 6/17/2009 |
Review File |
SENT QE DENIAL LTR |
| 6/18/2009 |
Review File |
REQUEST FOR NEW DESG OF QE |
| 7/6/2009 |
Review File |
REQUEST ADDTL INFO FROM SAM ROWE |
| 7/24/2009 |
Review File |
RECEIVED APPL FOR THOMAS E LEE, PENDING QE |
| 7/24/2009 |
Submitted for Background Check |
PLEASE ALLOW A MINIMUM OF 10 WEEKS FOR BACKGROUND RESULTS - PENDING QE THOMAS E LEE |
| 9/9/2009 |
Review File |
NEW FINGER PRINT CARDS REQUESTED FOR THOMAS LEE - PENDING QE |
| 9/17/2009 |
Review File |
REQUESTED FINGER PRINT CARDS RECEIVED |
