| 2/23/2009 |
App Filed |
CHARLES SWEGLES, PENDING QE |
| 2/25/2009 |
|
CHARLES SWEGEL, PENDING QE PASSED STATE TEST |
| 2/25/2009 |
Submitted for Background Check |
PLEASE ALLOW 6-8 WEEKS FOR BACKGROUND INVESTIGATIONS TO RETURN |
| 2/26/2009 |
Review File |
TO CPA FOR REVIEW |
| 3/4/2009 |
Review File |
Financials reviewed - File to Janice for follow-up. |
| 5/19/2009 |
Review File |
REQUESTED NEW FINGER PRINT CARDS FROM WANDA LAMB-LINDOW |
| 6/16/2009 |
Review File |
NEW FINGER PRINTS RECIEVED - WANDA LAMB-LINDOW |
| 8/24/2009 |
Received From Investigations |
PENDING ADDTL INFO REQUESTED FR QE |
| 8/25/2009 |
Received From Investigations |
TO MANAGEMENT FOR REVIEW |
| 8/27/2009 |
Review File |
Approved to issue conditional letter |
| 8/28/2009 |
Review File |
approved to issue conditional items letter |
| 8/28/2009 |
Review File |
Spoke with Co to confirm they will not do servicing through this license. |
| 9/11/2009 |
Conditional Approval Letter Sent |
CHARLES SWEGLES - PENDING QE |
| 10/5/2009 |
|
BOND COMPLIES WITH NRS 645B |
| 10/21/2009 |
Review File |
REQ FOR INFO SENT - DUE 11/17/09 |
